Personal information used in financial planning may sometimes include, but not limited to, items such as names, addresses, birth dates, tax identification numbers, driver license numbers, assets, liabilities, income, real estate information, and investment activities. We only request information as we need it to prepare planning recommendations.
How We Protect Information
We do not sell your personal information to other individuals, companies, or institutions. We treat information about current and former clients and their accounts in a confidential manner. Our employees may access information and provide it to third parties only when completing a transaction at your request or when providing our other services to you. At your request, we may disclose information to attorneys, accountants, lawyers, securities professionals and others to assist us, or them, in providing services to you.
We may also share information with companies that perform services on our behalf, such as the companies that we hire to perform marketing or administrative services. Companies we may hire to provide support services are not allowed to use your personal information for their own purposes. We may make additional disclosures as permitted by law. We may also maintain physical, electronic, and procedural safeguards to protect information. Employees and our professional service representatives are required to comply with our established information confidentiality provisions. Meetings and phone conversations may be recorded for quality and training purposes.
Correction of Information
As part of our ongoing communication with you, we may contact you via email, phone, fax, mail, or text. Standard message rates and data charges from your carrier may apply.